Insider Dealing

1: Introduction to Insider Dealing
2: Trading on the Financial Markets - Essential Principles for Insider Dealing Cases
3: A History of Insider Dealing Legislation in the UK
4: The European Insider Dealing Directive - The Foundation Stone of Part V CJA
5: Part V of the Criminal Justice Act 1993: The Criminal Offences (s 52 CJA)
6: Inside Information (s 56 CJA)
7: Insiders (s 57 CJA)
8: Securities and Regulated Markets
9: Dealing
10: Territorial Scope (s 62 CJA)
11: Statutory Defences
12: Prosecution of Insider Dealing Offences
13: Penalties and Sentencing
14: Insider Dealing - The Civil Market Abuse Regime - The Market Abuse Regulation
15: The Civil Offences
16: Articles 14 and 8 of MAR - Insider Dealing (The 'Primary Offence')
17: Section 118(3) FSMA; Behaviour - Improper Disclosure
18: Article 8(2) of MAR - 'Secondary Offences' - 'Recommending or Inducing'
19: Market Abuse - Exemptions
20: Sanctions for Market Abuse
21: Market Abuse Proceedings - Article 6 ECHR and the Burden and Standard of Proof
22: Detection and Referral to Enforcement
23: The Enforcement Investigation
24: Criminal Proceedings
25: The Enforcement Process - Market Abuse Proceedings
26: The Future
Appendices
1: Glossary of Terms Commonly Encountered in Insider Dealing Cases
2: Legislation
3: Financial Services and Markets Act 2000 Part VIII (as amended)

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