Financial Services Law

Part I - REGULATORY STRUCTURE 1: George Walker: UK Financial Services Reform 2: Paul Kennedy: Statutory Framework for UK Financial Services Regulation 3: Jane Welch and Peter Parker: European Financial Services 4: Deborah Sabalot: International Agreements and Supranational Bodies Part II - FINANCIAL SERVICES REGULATION 5: Robert Purves: The Prudential Regulation Authority and the Financial Conduct Authority 6: Robert Purves: The FCA Handbook and the PRA Rulebook 7: Simon Gleeson: Regulatory Processes - Authorisation and Supervision 8: Peter Snowdon and Simon Lovegrove: Individual Accountability 9: Angela Hayes & Matthew Feehily: Enforcement 10: Alex Kuczynski, James Darbyshire, & Casey McGrath: Financial Redress - Complaints, Disputes, and Compensation 11: Julia Machin: Listing and Public Offers 12: Andrew Tuson: Market Abuse 13: Andrew Tuson: Insider Dealing and Misleading Statements and Impressions 14: Peter Snowdon & Simon Lovegrove: Money Laundering and Financial Crime 15: Farhaz Khan & Jon Holland: Financial Regulation in Commercial Disputes Part III - FINANCIAL SECTORS AND ACTIVITIES 16: George Walker: Banks and Banking 17: Noleen John, Maria Ross, and Laura Hodgson: Insurance Regulation 18: Etay Katz: Wholesale Investment Firms 19: Gerard McMeel: Retail Investment Firms 20: Robert Purves: Home Finance Transactions 21: Eva Lomnicka: Consumer Credit 22: Philip Hinks: Collective Investment Schemes 23: Andrew Henderson: Islamic Financial Services

Este título pertence ao(s) assunto(s) indicados(s). Para ver outros títulos clique no assunto desejado.

• Lei dos Serviços Financeiros e regulação
• Legislação bancária